SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Finigan Barbara

(Last) (First) (Middle)
C/O HASBRO, INC
1011 NEWPORT AVENUE

(Street)
PAWTUCKET RI 02861

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HASBRO INC [ HAS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Legal Officer & Sec
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (Par Value $.50 per share) 02/23/2018 F(1) 280 D $96.85 19,422.289 D
Common Stock (Par Value $.50 per share) 02/26/2018 M 5,471 A $61.77 24,893.289 D
Common Stock (Par Value $.50 per share 02/26/2018 S 5,471 D $98.2503(2) 19,422.289 D
Common Stock (Par Value $.50 per share) 02/26/2018 M 4,833 A $74.42 24,255.289 D
Common Stock (Par Value $.50 per share) 02/26/2018 S 4,833 D $98.2775(3) 19,422.289 D
Common Stock (Par Value $.50 per share) 02/26/2018 S 10,104 D $98.1885(4) 9,318.289 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy)(5) $61.77 02/26/2018 M 5,471 (6) 02/11/2022 Common Stock 5,471 $0 0 D
Option (Right to Buy)(5) $74.42 02/26/2018 M 4,833 (7) 02/23/2023 Common Stock 4,833 $0 4,833 D
Explanation of Responses:
1. This represents payment of tax withholding using share withholding in connection with the vesting of the first tranche (33 1/3) of a restricted stock unit award of 2,793 shares granted February 23, 2016. The full 2,793 shares were previously reported as owned by Ms. Finigan.
2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.25 to $98.26, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.27 to $98.2856, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.1410 to $98.38, inclusive. The reporting person undertakes to provide to Hasbro, Inc., any security holder of Hasbro, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
5. These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights.
6. 33 1/3% of the options became exercisable on each February 11, 2016, February 11, 2017 and February 11, 2018.
7. 33 1/3% of the options became exercisable on February 23, 2017 and February 23, 2018 and an additional 33 1/3% of the options become exercisable on February 23, 2019.
Tarrant Sibley, P/O/A for Barbara Finigan 02/27/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.