SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Cocks Christian P

(Last) (First) (Middle)
C/O WIZARDS OF THE COAST LLC
1600 LIND AVENUE, SW

(Street)
RENTON WA 98057

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2021
3. Issuer Name and Ticker or Trading Symbol
HASBRO, INC. [ HAS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President & COO, WOTC
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock (Par Value $.50 per share) 34,532(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)(2) 02/21/2020 02/20/2024 Common Stock 1,686 98.8 D
Stock Option (Right to Buy)(2) 02/20/2021 02/19/2025 Common Stock 3,396 98.1 D
Stock Option (Right to Buy)(2) (3) 02/18/2026 Common Stock 10,279 86.66 D
Stock Option (Right to Buy)(2) (4) 02/17/2027 Common Stock 12,915 96.79 D
Stock Option (Right to Buy)(2) (5) 02/16/2028 Common Stock 13,862 90.18 D
Explanation of Responses:
1. The Amount of Securities Beneficially Owned includes 29,519 shares of unvested restricted stock units.
2. These options were granted pursuant to a stock incentive plan in accordance with Rule 16b-3 and have tandem tax withholding rights.
3. 6,854 of the options are exercisable currently and 3,425 of the options will become exercisable on February 19, 2022 subject to the optionee's continued employment through those dates.
4. 4,307 of the options are exercisable currently and 4,304 of the options will become exercisable on February 18, 2022 and 4,304 of the options will become exercisable on February 18, 2023 subject to the optionee's continued employment through those dates.
5. 33 1/3% of the options become exercisable on the first anniversary of the date of grant and an additional 33 1/3% of the options become exercisable on each anniversary of the date of grant thereafter.
Matthew Gilman, P/O/A Christian P. Cocks 03/11/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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